NBC Securities is pleased to announce the promotion of Sam Ransom to Chief Financial Officer (CFO). Since joining NBC in 2021 as Director of Finance, Mr. Ransom has played a critical role in overseeing financial operations and driving strategic financial initiatives that have strengthened the firm’s long-term growth.

In his new role, Mr. Ransom will oversee all financial functions, ensuring NBC Securities remains positioned for continued national expansion and operational excellence. His leadership will be instrumental in advancing the company’s financial strategy, budgeting, and reporting while maintaining the Southeastern roots of the BD/RIA, as well as its commitment to providing advisors with industry-leading support and resources. “Sam has been a driving force behind NBC Securities’ financial strategy, bringing expertise and forward-thinking leadership to our firm,” said Peyton Falkenburg, NBC Securities Executive Vice President. “His broad understanding of financial operations and commitment to NBC’s growth make him an invaluable part of our leadership team. His contributions in this new role will advance our mission to help the legacies of those we serve reach their full potential.”

With a Bachelor of Arts in Mathematics from the University of Richmond, Mr. Ransom brings a proven track record of close to 15 years across various financial sectors, specializing in accounting, budgeting, financial reporting, and operational efficiency. His expertise has been pivotal in developing and implementing financial policies that support NBC’s mission to provide customized investment solutions and comprehensive advisor support.

“I am honored to step into the role of CFO at NBC Securities and proud to be part of a team that is so deeply committed to supporting our advisors and clients,” said Sam Ransom. “NBC’s advisor-first approach and dedication to growth—while fostering a culture of caring and support—create an environment focused on delivering exceptional service, and I look forward to further strengthening our financial strategy to drive continued success.”