Independent ownership enables the firm to focus on providing the highest level of service to our clients.
Equity Sales & Trading
The objective of the NBCS Equity Trade Desk is to provide support to our financial consultants and their clients. This support includes every aspect of equity trading, mutual fund trading, option trading, and operational support when needed. In addition to the support that the NBCS Equity Trade Desk provides to our financial advisors and their clients, the desk works daily to make sure that best execution goals are achieved, and all regulatory trade reporting needs are met.
Equity Sales & Trading Team
Equity Desk Manager