Don’t just
leave a legacy.
Build One.

The actions we take and the decisions we make today will have an indelible impact.

Our Firm

NBC Securities is a privately held, full-service independent broker-dealer and registered investment advisor but there’s more to us than that. ​We’re an employee-owned firm committed to building relationships as we build wealth and help our clients achieve their financial goals.

We understand that our clients aren’t simply trying to grow wealth or increase the size of their portfolios. That’s part of it, but what matters even more, is their investment in potential – the capacity of their legacy to grow into something remarkable, meaningful, lasting, and real. We know that our responsibility doesn’t end with our clients; we are helping to build that legacy for generations to come.

Our firm was founded in 1995 and in 2010 formed a strategic relationship with RBC Clearing and Custody, a wholly-owned subsidiary of Royal Bank of Canada — one of the largest diversified financial services companies in North America.

Today, NBC Securities manages or advises approximately $5 billion in assets with an operating footprint that spans the US with offices in Alabama, California, Florida, Iowa, Kansas, Maryland, Missouri, Minnesota, New Jersey, New York, Ohio, Tennessee, Texas, and Utah.

Our financial consultants average over 25 years of industry experience and have investment expertise in a variety of areas – providing financial advice and solutions through a diverse menu of investment products and services. In addition to offering traditional stocks, bonds, and mutual funds, we offer a comprehensive range of solutions, including separately managed accounts, annuities, insurance, and 401(k) plans.

Dreams are important.
Aspirations are what help make goals reality.