Don’t just
leave a legacy.
Build One.

We work hard for you; we work non-stop for you because we’re not just financial advisors; we’re your partner to help build your legacy.


NBC Securities has the freedom and flexibility of a boutique advisory firm, which allows us to provide you with the support that is centered around your life. We are here to ensure that your best interests are met as we work together to help you navigate the uncertainties of an ever-changing world. Our goal is provide a remarkable experience, so that your legacy can reach its full potential.

Clearing and Custody

RBC Clearing & Custody is a division of RBC Capital Markets, LLC, member NYSE/FINRA/SIPC. RBC Capital Markets, LLC, is one of the nation’s largest full-service securities firms. RBC Capital Markets, LLC, is a wholly owned subsidiary of, and separate legal entity from, Royal Bank of Canada. Royal Bank of Canada does not guarantee any debts or obligations of RBC Capital Markets, LLC.

RBC Clearing & Custody offers:

  • Practice management training programs
  • Lending services
  • Marketing support
  • Top research
  • Broker desktop technology (powered by Thomson One Betalink and SunGard Wealthstation)
  • Access to thousands of mutual fund agreements
  • No transaction fee mutual fund program
  • Comprehensive fee-based platform
  • Online account access for clients
  • Trust services

Advisor Technology

Our platform combines our expertise and leading third-party technology solutions. That means you get an integrated, end-to-end solution that helps streamline and automate routine tasks so you can focus on what matters most—serving clients and scaling your business. Our goal is to help advisors manage their client relationships and grow their business.

Portfolio Management

  • Black Diamond Portfolio Review Tool
  • ICE Bond Point
  • Envestnet’s integrated proposal tool (through RBC)
  • Nitrogen
  • Envestment MoneyGuide
Client Relationship Management (CRM)
  • Redtail

Practice Management and Marketing

  • Financial Advisor Marketing/Broadridge Advisor Solutions
  • Succession Planning
  • DocuSign
  • SIGNix
  • Forms Logic Document Processing
  • Xtiva (Advisor Compensation Management Tool)

Client/Wealth Reporting and Account Aggregation

  • FactSet
  • Addepar (through RBC)
  • CircleBlack (through RBC) 
  • RBC Insight
  • Dorsey Wright


NBC Securities offers several professional asset management solutions to provide clients with customized separate account management for their investments. NBC Securities internally developed Professional Asset Management (ProAM) program these programs help guide clients through the investment process by developing and executing a strategy to help achieve their specific goals. Access to separate account money managers is often restricted to multi-million-dollar investment accounts. However, NBC Securities clients have access to participating managers when investing amounts as low as $100,000.

Separate account management programs are designed to provide:

  • Customized investment strategies
  • A broad selection of investment tools and resources
  • Affordable access to professional third-party money managers
  • Ongoing performance reporting and review
  • Strategic tax planning solutions
  • Revelation Investment Research analysis and insights

Dreams are important.
Aspirations are what help make goals reality.

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