Don’t just
leave a legacy.
Build One.
We work hard for you; we work non-stop for you because we’re not just financial advisors; we’re your partner to help build your legacy.
ADVISOR SOLUTIONS
Clearing and Custody
RBC Clearing & Custody is a division of RBC Capital Markets, LLC, member NYSE/FINRA/SIPC. RBC Capital Markets, LLC, is one of the nation’s largest full-service securities firms. RBC Capital Markets, LLC, is a wholly owned subsidiary of, and separate legal entity from, Royal Bank of Canada. Royal Bank of Canada does not guarantee any debts or obligations of RBC Capital Markets, LLC.
RBC Clearing & Custody offers:
- Practice management training programs
- Lending services
- Marketing support
- Top research
- Broker desktop technology (powered by Thomson One Betalink and SunGard Wealthstation)
- Access to thousands of mutual fund agreements
- No transaction fee mutual fund program
- Comprehensive fee-based platform
- Online account access for clients
- Trust services
Advisor Technology
Our platform combines our expertise and leading third-party technology solutions. That means you get an integrated, end-to-end solution that helps streamline and automate routine tasks so you can focus on what matters most—serving clients and scaling your business. Our goal is to help advisors manage their client relationships and grow their business.
Portfolio Management
- Black Diamond Portfolio Review Tool
- ICE Bond Point
- Envestnet’s integrated proposal tool (through RBC)
- Nitrogen
- Envestment MoneyGuide
- Redtail
Practice Management and Marketing
- Financial Advisor Marketing/Broadridge Advisor Solutions
- Succession Planning
- DocuSign
- SIGNix
- Forms Logic Document Processing
- Xtiva (Advisor Compensation Management Tool)
Client/Wealth Reporting and Account Aggregation
- FactSet
- Addepar (through RBC)
- CircleBlack (through RBC)
- RBC Insight
- Dorsey Wright
ProAM
NBC Securities offers several professional asset management solutions to provide clients with customized separate account management for their investments. NBC Securities internally developed Professional Asset Management (ProAM) program these programs help guide clients through the investment process by developing and executing a strategy to help achieve their specific goals. Access to separate account money managers is often restricted to multi-million-dollar investment accounts. However, NBC Securities clients have access to participating managers when investing amounts as low as $100,000.
Separate account management programs are designed to provide:
- Customized investment strategies
- A broad selection of investment tools and resources
- Affordable access to professional third-party money managers
- Ongoing performance reporting and review
- Strategic tax planning solutions
- Revelation Investment Research analysis and insights
