Don’t just
leave a legacy.
Build One.
Team Leadership
Leaders rooted in excellence; ready to help you grow.
Our Team
FRANK FALKENBURG
Chairman
JOHN DOODY
CEO
PEYTON FALKENBURG
Executive Vice President
SCOTT WILKINS
Chief Compliance Officer & Operations Director
SUSAN PADGETT
Senior Vice President & HR Director
DOUG ELDER
National Sales Director
SAM RANSOM
Chief Financial Officer
STEPHEN AGRICOLA
Regional Principal
PIERRE ALLARD
Chief Investment Officer
KIM DAVIS
Chief Growth Officer
PAMELA CONWAY
Senior Operations Officer
ANGIE HALL
Sales Associate
DARREN HINSHAW
Director of Research
KERRY MALDONADO
Advisory Accounts Officer
ADAM NEWTON
Equity Desk Manager
ALICIA SPENCER
Sales Associate
MONICA VERCHER
Client Services Officer & Lead Sales Assistant
BRIAN WOLFE
Senior Compliance Officer
JOSEPH OBERSCHEWEN
Regional Principal
ROBERT ALVAREZ
Director of Insurance
ARLEEN ROMANO
Annuity Administrator
YOLANDA LeROUX
Accountant
CHRISTOPHER FIDLER
Director Fixed Income Trading & NBCSAM Fixed Income Portfolio Manager
MARIA ORTIZ
Marketing & Technology Officer
