We’re not just financial advisors.
We’re legacy builders.

Wealth Management & Financial Planning Solutions Designed for All Markets

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Throughout my 50 years in the financial services industry, the greatest joy has been helping our clients and their families flourish.

Frank Falkenburg
Chairman

Our mission is to provide a remarkable experience, so that your legacy can reach its full potential

Leaders rooted in excellence; ready to help you grow.

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Our Firm

NBC Securities is a full-service broker-dealer and registered investment advisor catering to individuals, companies and advisors.

We are employee-owned and independent—deeply committed to forging lasting relationships as we help our clients achieve their lifelong financial goals.

$5+

Billion AUA

25+

Average Years of Experience

28

Branch Offices

85+

Financial Professionals

Investment Advisors.
Legacy Builders.

We provide a comprehensive range of private wealth, asset management, and institutional solutions —all powered by a national advisor network of independent financial professionals with full access to our extensive digital & custodial toolset.

Proprietary Investment Strategies

Technology-Enabled Infrastructure

Comprehensive Financial Services

An Extensive Advisor Network

Our ability to provide scalable strategies and bespoke solutions lies in the collective and individual value of our advisor network—a national collection of top tier advisors and advisory firms who share the values that has made NBC Securities a trusted firm, as well as an ideal place to work.

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Dreams are important.
Aspirations are what help make goals reality.

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