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Bradford L. Phelan, President & CEO
Mr. Phelan has served as President & CEO of NBC Securities since its inception in 1995, when the firm was formed as a securities brokerage subsidiary of National Bank of Commerce in Birmingham, AL. Through a series of mergers, the bank was subsequently acquired by Royal Bank of Canada, US (RBC) in 2008. In July 2010, Mr. Phelan led an employee acquisition of NBC Securities from RBC, at which time the firm became an independent, full-service broker dealer. Prior to joining NBCS, Mr. Phelan served as Senior Vice President and Chief Financial Officer of Sterne, Agee and Leach, Inc. in Birmingham, AL; Chief Financial Officer of Fidelity Brokerage Services, Inc., a Fidelity Investments company, in Boston, MA; Vice President/Finance with J.C. Bradford & Co. in Nashville, TN; and started his professional career as a CPA with Deloitte & Touche in Nashville, TN. Mr. Phelan is a past member of the New York Stock Exchange and earned a B.S Degree in Business from the State University of New York – Oswego.
Frank B. Falkenburg, Managing Director
Mr. Falkenburg has served as Managing Director of NBC Securities since its inception in 1995. Prior to NBCS, he served as an Advisor with Andresson & Co., Senior Vice President/Manager at A.G. Edwards & Sons, and Senior Vice President and Director at Sterne, Agee & Leach, Inc. in Birmingham, AL. Mr. Falkenburg also served as President of the Alabama Securities Dealers Association. He received a BA degree in Finance from University of Miami.