Don’t just
leave a legacy.
Build One.
Team Leadership
Leaders rooted in excellence; ready to help you grow.
Our Team
FRANK FALKENBURG
Chairman
MARIA ORTIZ
Marketing & Technology Officer
CHRISTOPHER FIDLER
Fixed Income Trader
YOLANDA LeROUX
Accountant
ARLEEN ROMANO
Annuity Administrator
ROBERT ALVAREZ
Director of Insurance
JOSEPH OBERSCHEWEN
Regional Principal
BRIAN WOLFE
Senior Compliance Officer
MONICA VERCHER
Client Services Officer & Lead Sales Assistant
ALICIA SPENCER
Sales Associate
ADAM NEWTON
Equity Desk Manager
KERRY MALDONADO
Advisory Accounts Officer
JOSEPH KEATING
Co-Chief Investment Officer
DARREN HINSHAW
Director of Research
ANGIE HALL
Sales Associate
PAMELA CONWAY
Senior Operations Officer
PIERRE ALLARD
Co-Chief Investment Officer
STEPHEN AGRICOLA
Regional Principal
SAM RANSOM
Finance Director
DOUG ELDER
National Sales Director
SUSAN PADGETT
Senior Vice President & HR Director
SCOTT WILKINS
Chief Compliance Officer & Operations Director
JOHN DOODY
CEO
PEYTON FALKENBURG
Executive Vice President