Don’t just
leave a legacy.
Build One.

Team Leadership

Leaders rooted in excellence; ready to help you grow.

Our Team

FRANK FALKENBURG

Chairman

MARIA ORTIZ

Marketing & Technology Officer

CHRISTOPHER FIDLER

Fixed Income Trader

YOLANDA LeROUX

Accountant

ARLEEN ROMANO

Annuity Administrator

ROBERT ALVAREZ

Director of Insurance

JOSEPH OBERSCHEWEN

Regional Principal

BRIAN WOLFE

Senior Compliance Officer

MONICA VERCHER

Client Services Officer & Lead Sales Assistant

ALICIA SPENCER

Sales Associate

ADAM NEWTON

Equity Desk Manager

KERRY MALDONADO

Advisory Accounts Officer

JOSEPH KEATING

Co-Chief Investment Officer

DARREN HINSHAW

Director of Research

ANGIE HALL

Sales Associate

PAMELA CONWAY

Senior Operations Officer

PIERRE ALLARD

Co-Chief Investment Officer

STEPHEN AGRICOLA

Regional Principal

SAM RANSOM

Finance Director

DOUG ELDER

National Sales Director

SUSAN PADGETT

Senior Vice President & HR Director

SCOTT WILKINS

Chief Compliance Officer & Operations Director

JOHN DOODY

CEO

PEYTON FALKENBURG

Executive Vice President

Dreams are important.
Aspirations are what help make goals reality.

Welcome Back

Request Appointment