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NBC Securities

Overview

NBC Securities, Inc. is a full service broker-dealer and a registered investment advisor that provides investment services to retail and institutional clients. Its Financial Consultants average over 20 years of industry experience and have investment expertise in a variety of areas – providing financial advice and solutions through a diverse menu of investment products and services which include equities, fixed income, mutual funds, separately managed accounts, annuities, retirement plans and insurance.

NBC Securities was founded in 1995 as a subsidiary of National Bank of Commerce in Birmingham, Alabama.  In July of 2010, the firm executed a change of ownership agreement with Royal Bank of Canada, US (RBC), the subsequent owner of the broker-dealer following a series of bank mergers and acquisitions. Through this agreement, the founding management group of the firm was able to assume ownership while also forming a strategic relationship with RBC Correspondent Services, a division of RBC Capital Markets, LLC, a wholly-owned subsidiary of Royal Bank of Canada.

Today, NBC Securities is able to leverage the financial strength and security of RBC Correspondent Services to provide clients with securities transactions clearance and custody of financial assets.  Independent ownership and these strategic alignments enable the firm to focus on its core values and primary objectives of providing the highest level of sales and service to its clients while maintaining access to industry leading wealth management solutions and custodial services.  NBC Securities places great value in its client relationships, its staff and its financial partners and looks forward to future opportunities.

NBC Securities’ operating footprint spans the US with offices in Alabama, California, Florida, Iowa, Kansas, Maryland, Massachusetts, Minnesota, New Jersey, New York, New Mexico, Oregon, Ohio, Tennessee, Utah, Vermont and Washington.