Senior Management Team
Vision. Commitment. Knowledge. Results.
Bradford L. Phelan, President & CEO
Mr. Phelan has served as President & Managing Director of NBCS since its
inception in 1995, as securities brokerage subsidiary of National Bank of
Commerce (and later as a subsidiary of First American Bank following the banks’
merger.) First American Bank was subsequently acquired by RBC
Bank in 2008. In July 2010, Mr. Phelan led an employee
acquisition of NBC Securities from RBC at which time the firm became an
independent, full service brokerage business. Prior to
joining NBC, Mr. Phelan served as Senior Vice President and Chief Financial
Officer of Sterne, Agee and Leach, Inc. in Birmingham, AL; Chief Financial
Officer of Fidelity Brokerage Services, Inc., a Fidelity Investments Company, in
Boston, MA; Vice President – Finance of J.C. Bradford & Co. in Nashville, TN;
and started his professional career as a CPA with Deloitte & Touche in Nashville, TN.
Mr. Phelan is a past member of the New York Stock Exchange and earned a B.S Degree in Business
from the State University of New York – Oswego.
Frank B. Falkenburg, Managing Director
Mr. Falkenburg has served as Managing Director of NBC Securities since
its inception in 1995. Prior to NBCS, he served as a broker at Andresson &
Co., Sr. Vice President and Manager at A.G. Edwards & Sons, and Sr. Vice
President and Director at Sterne, Agee & Leach, Inc. Mr. Falkenburg also served
as President of the Alabama Securities Dealers Association. He received a BA
degree in Finance from University of Miami.
Doug J. Elder, SVP & Director of Sales
Mr. Elder has served as Senior Vice President and Sales Manager of NBC
Securities, Inc. since May 2005. Previously, Doug served as Director of
Platform Investment Sales for AmSouth Investment Services and Lincoln National
Life. In addition, he has served as Area Manager for Banc One Investment
Services and Nationwide Insurance. Mr. Elder received a BS degree from
Auburn University and a MBA from the University of New Orleans.
Kerry Kimmel-Geiger, SVP & Sales Manager (Florida)
Ms. Kimmel-Geiger joined NBC Securities in June of 2011 as Senior Vice President and Sales Manager for the firm’s Florida region. Prior to NBCS, she served as the President of Financial Advocates, Inc. headquartered in Melbourne, FL, beginning in 2010. From 2002 until 2010, Ms. Kimmel-Geiger served as a Senior Vice President for Colonial Bank and held several roles including Florida State Sales Director and National Director of the Private Client Group and Financial Planning Divisions. From 1995 until 2002, Ms. Kimmel-Geiger served as Vice President and Senior Team Leader of Huntington Bank’s Investment Division - East Central Florida Region. Ms. Kimmel-Geiger is a graduate of Brevard Community College.
Pamela K. Conway, VP & Director of Operations
Ms. Conway has been a part of NBC Securities since its inception in 1995.
Pam began her career in the Trust Department of AmSouth Bank. She also worked at
Sterne Agee and Leach as director of the Reorg Department, Cash Management
Associate, and IRA Department. Ms. Conway attended the University of Alabama in
Birmingham with a focus in accounting
Kimberly Moore, SVP
Ms. Moore joined NBCS in 2010, but previously worked with the firm from
its inception via her position as SVP/Director of Human Resources for Alabama
National BanCorporation and its predecessor bank, National Bank of Commerce. She
also served as the Director of Retirement Benefits for Protective Life
Corporation headquartered in Birmingham. Ms. Moore received her BS degree in
Management from Samford University.
J. Scott Wilkins, SVP & Director of Compliance
Mr. Wilkins has served as Vice President and Chief Compliance
Officer of NBC Securities since June 2004, and as Municipal Principal since
November 2004. In addition, he has served as a Divisional Director of
Compliance for GE Financial and as Senior Compliance Officer for AmSouth
Investment Services. Mr. Wilkins received his BS in Business from The
University of Alabama at Birmingham.