Mr. Falkenburg has been in the financial services industry since 1964. He served as the founding Managing Director of NBC Securities Inc., since its inception in 1995. Prior to starting NBC Securities, Inc. Mr. Falkenburg was Senior Vice President and Director of Sterne, Agee and Leach, Inc. in Birmingham, AL; Senior Vice President and Manager of A.G. Edwards & Sons, Inc. in Birmingham, AL; and started his career with Andresen & Co. in Birmingham, AL.
Mr. Falkenburg is a member of the Kiwanis Club, a member of the Monday Morning Quarterback Club, past president of the Alabama Securities Dealers Association, served in the United States Armed Services, and earned his B.A. Degree in Finance from the University of Miami in 1962.
Mr. Falkenburg’s client base is primarily made up of individuals and high net worth families whom he offers a wide range of portfolio management services.
He also works with a number of institutional clients assisting with their company retirement plans, such as pension and profit sharing plan consulting.
- BA in Finance – University of Miami
- FINRA Licenses: Series 24, Series 55, Series 63
- Past President of the Alabama Securities Dealers Association
Areas of Focus
- High Net Worth Individuals
- Institutional Clients
- Managed Accounts
- 401(k) Plan Advisor