Clearing Firm Information and Links
NBC Securities, Inc. (“NBCS”) has an
association with RBC Correspondent Services (RBC CS) a division of RBC Capital
Markets Corporation, our clearing firm. Click
here for the RBC CS website RBC CS is a fully disclosed, full-service
clearing and execution firm. RBC CS, founded in 1979, is one of the nation's
largest full-service regional brokerage and investment banking firms. In
addition to our firm, RBC CS conducts clearing operations for correspondents
across the country. RBC CS performs centralized cashiering, bookkeeping, and
execution functions for our cash and margin accounts. RBC CS handles the
delivery and receipt of securities purchased or sold by clients, receives and
distributes dividends and other distributions and processes exchange offers,
rights offerings, warrant exercises, tender offers and redemptions. RBC also
extends credit for the purchase or sale of securities in margin accounts in
accordance with the margin agreement between you and RBC Correspondent Services.