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NBC Securities, Inc. is a full service broker-dealer and a registered investment advisor that provides investment services to retail and institutional clients throughout the Southeast.  Our Financial Consultants average over 20 years of industry experience and have investment expertise in a variety of areas.  We provide financial advice and solutions through a diverse menu of investment products and services which include equities, fixed income, mutual funds, separately managed accounts, annuities, and life insurance.


NBC Securities was founded in 1995 as a subsidiary of National Bank of Commerce of Birmingham in Alabama.  In July, 2010 NBC Securities executed a change of ownership agreement with RBC Bank (USA), the subsequent owner of the broker-dealer through a series of bank mergers and acquisitions.  Through this agreement, the founding management group of NBC Securities was able to assume ownership while also forming a strategic relationship with RBC Capital Markets Corporation, a wholly owned subsidiary of Royal Bank of Canada.


NBC Securities now is able to leverage the financial strength and security of RBC Capital Markets to provide our clients with clearance of securities transactions and custody of financial assets through RBC.  These strategic alignments enable NBC Securities to focus on its primary objectives of providing the highest level of sales and service to our clients and employees while maintaining access to industry leading wealth management solutions and custodial services through RBC.


We are very pleased with the balance that independent ownership gives us in the flexibility to focus on our core values of providing superior financial solutions and services to our clients and employees while enabling us to seek strategic third-party relationships to provide these same clients and employees with the strength and resources of organizations like RBC.   We value the relationships we have with our clients, our employees and our financial partners and we are excited about our future opportunities.


NBC Securities, Inc.

1927 First Avenue North, Birmingham, AL 35203

Toll Free - 800-521-9390
Local - 205-521-9390
Fax - 205-521-9399